He is focused on refining his approach to make it even more effective and is keen on imparting the knowledge and wisdom he has gained throughout his career.
MIAMI LAKES, FL, September 19, 2024 /24-7PressRelease/ -- Nicholas P. Salas, CRCP, has been included in Marquis Who's Who. As in all Marquis Who's Who biographical volumes, individuals profiled are selected on the basis of current reference value. Factors such as position, noteworthy accomplishments, visibility and prominence in a field are all taken into account during the selection process.
Mr. Salas is a distinguished professional in the field of Securities consulting, owning two businesses and serving on committees for both the regulator and the broker-dealers. With over 30 years of experience, he has established himself as a trusted advisor and consultant. His work primarily involves providing consultant services, training and managing an advisory firm. He focuses on assisting broker-dealer and investment advisor firms from Latin America in establishing their presence in the United States, guiding them through the U.S. regulatory framework to achieve sustainable growth.
Mr. Salas's career journey is marked by significant milestones. Since 2019, he has been the owner of Maceratio (Registered Investment Adviser), where he continues to provide expert guidance. Additionally, since 2017, he has owned Risk and Compliance Consulting (Securities Consultant) and has served as the director of regulatory compliance at RISC Consultants. Prior to these roles, he was the first vice president and complex administration manager at Wells Fargo Advisors from 2016 to 2017. From 2015 until 2016, he held the position of deputy chief compliance officer at INTL FCStone Financial Inc., following his role as a senior compliance officer at Banco de Brasil Securities LLC between 2012 and 2015.
Earlier in his career, Mr. Salas was the chief compliance officer at InterBolsa Securities from 2010 to 2012 and a senior compliance consultant at International Compliance Solutions LLC from 2009 until 2010. He also served as a compliance area head at EFG Bank between 2006 and 2008 and worked in international compliance at Wachovia Securities LLC from 2000 to 2006. He began his career as an administrative officer at Merrill Lynch from 1994 until 2000.
Laying the groundwork for Mr. Salas's professional accomplishments was his educational background. He first obtained an Associate of Arts in philosophy from Miami Dade College, followed by a Bachelor of Science in interdisciplinary social studies from Florida International University. He subsequently earned a Juris Master from the Florida State University College of Law in 2022, which provided him with valuable insights into the legal system and prepared him for a career marked by a conservative yet assertive approach.
In addition to his academic achievements, Mr. Salas has acquired several certifications that have further enhanced his expertise. He is a certified regulatory and compliance professional from the Wharton School (2015) and a certified professional in anti-money laundering. He attributes his success to adaptability, emphasizing the importance of actively listening, paying attention to changes and being open to adjusting strategies.
Mr. Salas is also a member of industry-related organizations such as the Financial Industry Regulatory Authority active member of the communication committee and the Florida State University graduate program committee. Beyond his professional affiliations, he is actively involved in civic endeavors, demonstrating his commitment to giving back to the community through his volunteer work with a Brazilian organization.
Looking ahead, Mr. Salas aims to further develop his existing strengths while maintaining a well-balanced life that merges personal and professional spheres seamlessly. He is focused on refining his approach to make it even more effective and is keen on imparting the knowledge and wisdom he has gained throughout his career. He hopes to mentor others, helping them embrace agility and resilience while supporting their growth through valuable lessons learned over time.
About Marquis Who's Who®:
Since 1899, when A. N. Marquis printed the First Edition of Who's Who in America®, Marquis Who's Who® has chronicled the lives of the most accomplished individuals and innovators from every significant field of endeavor, including politics, business, medicine, law, education, art, religion and entertainment. Who's Who in America® remains an essential biographical source for thousands of researchers, journalists, librarians and executive search firms around the world. The suite of Marquis® publications can be viewed at the official Marquis Who's Who® website, www.marquiswhoswho.com.
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